Back to All Events

An Update on MiFID II

  • Bank of America Merrill Lynch King Edward Hall, 2 King Edward Street London, EC1A 1HQ United Kingdom (map)

Dr Anthony Kirby, Executive Director, Regulatory & Risk Management - Regulatory Intelligence, Ernst & Young LLP, will lead the discussion.

  • State if progress with MiFID II taking effect in just over one year's time

  • Implications given the FCA's Business Plan and CPs 15_43, 16_19 and 16_29

  • Other relevant factors - extraterritoriality, cross-regulations and Brexit

Earlier Event: September 22
Senior Managers and Certification Regime