As always, the TECC Planning Committee have created a really interesting programme and secured many high level speakers for this year's TECC.
Our Key Note Speaker is Rodrigo Buenaventura, Head of Markets Division at ESMA.
Carlo Comporti (Ex Secretary General, ESMA) will be presenting on G20 and the Financial Stability Board.
Stephan Murer, Chief Technology Officer, UBS will be talking about the impact of Technology on Financial Services and Antony Whitehouse, BNP Paribas will be sharing the challenges facing a Global Head of Compliance.
In addition, we will have our traditional Heads of Compliance Panel and Rick Sharp giving his special view from across the Atlantic. The conference will close with an interactive quiz on Conduct Risk orchestrated by Patrick Thompson CEO, Eukleia Training.
As always we will have the ever popular workshops and this year's topics include:-
Managing Compliance Risk
Governance of firms and the Compliance Function
Control Room Q&A
Regulation of Benchmarks
General Data Protection Directive
Sanctions & Embargoes
The Evolution of Tax Compliance
The impact of MiFID II and MAR on Secondary Markets
MiFID II - Secondary Markets
MiFID II - Product Design and Governance
Wealth Management: The end of Inducements
MiFID II - Research and Inducements
Market Abuse Regulation: An overview of the changes
Surveillance of Electronic and Audio Comunications
Fin. Tech: Changing the Landscape of Compliance
SIFMA - US Update