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The Implications of BREXIT for Compliance Teams

  • Commerzbank - Epicure Room 30 Gresham Street London, England, EC2V 7PG United Kingdom (map)

Following the UK referendum vote, the regulatory framework in the UK is now uncertain.  What should compliance teams for firms based in the UK and other EU countries be thinking about, planning and doing?

In a follow up to the February meeting there will be a wide-ranging panel discussion on BREXIT, which will include the following topics:-

  • Technical steps needed to execute withdrawal from the EU

  • Potential timelines to ‘new order’

  • Cross-border business after Brexit: EEA vs MiFIR Art 46-47

Potential impacts on:

  • BAU Compliance

  • EU Regulatory pipeline implementation (MiFID2 etc)

Richard Brearley        Regional Head of Compliance EMEA, Macquarie,
                                    SHCOG Treasurer
Peter Bevan                Partner, Linklaters
Stephen Sanders        Chief Compliance Officer, EMEA, JP Morgan
                                     formerly, EMEA Head of Regulatory Policy Developments,
                                              JP Morgan




Earlier Event: 21 June
MAD / MAR - Part Two
Later Event: 22 September
Senior Managers and Certification Regime