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What does a good training programme look like?

  • Auditorium - Bank of America Merrill Lynch 100 Newgate Street London, England, EC1A United Kingdom (map)

CHAIR

Wendy Langridge, Chief Regulatory Officer, BCS Global Markets and SHCOG Steering Committee Member

PRESENTERS
Rosemary Charles, CIB UK – Head of Compliance Training, BNP Paribas
Anne Breslin,  Head of Compliance EMEA and Asia, Jefferies International and SHCOG Steering Committee Member

OUTLINE

  • Effective training: what should be done and why

  • Roll out plans: budgets, resources, communication

  • Pros and Cons of training types:  appropriate and effective formats

  • Record Keeping: requirements, audit, attestations

Earlier Event: December 8
Regulators & Regulations - 2017 Hot Topics
Later Event: February 16
MiFID II - Transaction Reporting