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Conflicts Management in Global Investment Banks

  • Bank of America Merrill Lynch - King Edward Hall 2 King Edward Street London, England, EC1A 1HQ United Kingdom (map)

CHAIR

Oliver Geffroy
Managing Director, Head of Private Side Compliance EMEA,
Bank of America Merrill Lynch,

Member of the SHCOG Steering Committee

PRESENTERS

Alice Crawley
Managing Director, Global Head of Business Selection and Conflicts, UBS

Peter Bevan
Partner, Global Practice Head Financial Regulation Group, Linklaters

 

 The discussion will cover:
 

Legal and Regulatory Framework

  • Overview of key conflicts regulation
  • What's changing....Impact of MiFID II


Conflicts Management and Business Selection in Practice

  • Information handling and client management
  • Documentation, processes and technology
  • When it goes wrong...