Head of Compliance Assurance, Barclays and SHCOG Committee Member
Simon Thorn, Chief Compliance Officer, Barclays Execution Services
Claire Edwards, Managing Director EMEA Head of Compliance Regulatory Management and Change, JP Morgan and SHCOG Secretary
Ryan Taylor, Global Head of Compliance, Brevan Howard and SHCOG Committee Member
The discussion will cover:
From one directive per year to complex legal and regulatory requirements with extra-territorial reach
From rules/principles based regulation to a spaghetti of rules, principles, guidance and best practice
From show me your controls to show me your data
Is Compliance a trusted advisor or an air traffic controller?
How has Compliance changed from 2008 to now and where do you see Compliance in the next five years?