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Culture in the evolving regulatory environment: A new role for Compliance?

  • King Edward Hall - Bank of America Merrill Lynch 2 King Edward Street London, England, EC1A 1HQ United Kingdom (map)

CHAIR
Antony Whitehouse,  Head of Compliance UK,
NATIXIS, Deputy Chair SHCOG Steering Committee

PRESENTERS
Patrick Butler, Managing Director, Calitor

Dr Roger Miles, Faculty Lead, Conduct Risk and Culture Academy
, UK Finance
 

The discussions will cover:

  • Developments by the FCA (Occasional paper 24, DP 18/02 and latest consultations)

  • Key FCA expectations around individual accountability, governance, reward systems and the design of strategy

  • The need for “behavioural models” to embed good conduct and a strong culture right through the organisation

  • The implications for the Compliance function in terms of role, resourcing and competencies

Earlier Event: April 18
TECC Warsaw 2018
Later Event: May 17
Enforcement Trends and Hot Spots