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Competition Law in Financial Services – What Role for Compliance?

  • King Edward Hall - Bank of America Merrill Lynch 2 King Edward Street London, England, EC1A 1HQ United Kingdom (map)

CHAIR
Mark Goulden, Global Head of Markets Compliance, Deutsche Bank and
SHCOG Chairman

PRESENTERS
Stefano Valente, Director, Markets Compliance, Deutsche Bank
Vassilena Karadakova, Associate, Cleary Gottlieb Steen & Hamilton LLP
 
The discussion will cover:

  • Overview of the application of EU/UK competition law to financial services

  • FCA’s approach to competition

  • Consequences of non-compliance

  • Why does Compliance have a role?

  • How does Compliance deal with competition law risks?

  • Present and future areas of focus

Earlier Event: February 21
Beyond the Market Abuse Regime