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Competition Law - A View from the FCA

  • Bank of America Merrill Lynch - Auditorium 100 Newgate Street London, England, EC4M United Kingdom (map)

Richard Brearley, Regional Head of Compliance - EMEA, Macquarie
and member of the SHCOG Steering Committee

Rob Moulton, Partner, Latham & Watkins
Mark Bethell, Manager, Competition and Economics Division, FCA
Lizzie Hookham, Senior Associate, Competition and Economics Division, FCA
Tonia Gilbert, Legal Technical Specialist, Competition and Economics Division, FCA


Following on from March’s meeting on the implications of Competition Law, the FCA are joining the July SHCOG meeting to discuss the recent action against a number of asset management firms.

This enforcement case sheds light on the FCA’s approach to discussions between competitors, and the role of bookrunners in capital markets transactions.

The panel session will analyse the key lessons from the case and give members a chance to question the FCA team with responsibility in this area.

Earlier Event: 18 June
Infrastructure Compliance
Later Event: 3 September
Financial Crime Update