TECC 2019 Documents


THURSDAY WORKSHOPS

Group I

W01 - WORKSHOP CANCELLED
W02 - Practical Challenges of the 4th and 5th AML Directive - An updated presentation will be available shortly
W03 - Use of Technology in Monitoring and Surveillance - No Presentation
W04 - Infrastructure Compliance - beyond the Front Office

Group II

W05 - The Scope and Evolution of Compliance
W06 - WORKSHOP CANCELLED
W07 - Financial Crime: Current Hot Topics - No Presentation
W08 - Identifying and Measuring Conduct Risk

THURSDAY PLENARIES

P01 – Appropriate Use of Customer Data in Financial Services
P02 – Culture and Behaviour: beyond the formalities
P03 – Panel Discussion: Senior Management Accountability - No Presentation
P04 – Panel Discussion: Heads of Compliance - No Presentation
P05 - Changes in Banking Culture since 2008-Updated Presentation


FRIDAY WORKSHOPS

Group III

W09 - Conduct and Culture - Knowledge & Competence
W10 - How Behavioural Science can help Compliance (follow-up to P06) - No Presentation
W11 – Whistle Blowing
W12 – Looking back at MiFID II and forward to MiFID III - Caroline Veris Tom Boedts

Group IV

W13 - Corporate Media Social Governance-Balancing Authenticity and Control - Please contact the Conference Office for a copy of this presentation
W14 - Dawn Raids and Internal Investigations
W15 - Beyond the Market Abuse Regime
W16 - EBA Guidance on Internal Governance

FRIDAY PLENARIES

P06 - Bringing Science to Compliance
P07 - Panel Discussion: Supervision post-Brexit - No Presentation
P08 - Speech: Mr Brian Donald, Europol - No Document Available
P09 - Cyber Crime