Monthly Meeting Documents

Featured
The STOR Regime - FCA expectations

There was no slide presentation for this meeting and

the FCA withheld permission for it to be recorded

The Use of AI in Compliance

Click here to download presentation

Click here to request link to video

Regulation - Current Areas for Attention

Click here to download presentation

Click here to request link to video

Trading Controls

Click here to download presentation

Click here to request video link

STORs and Pre-Hedging

Click here to download presentation

Click here to request video link

ECCTA

Click here to download presentation

Click here to request video link

Outsourcing

There are no slides for this session

Click here to request video link

SMCR Reforms

Click here to download presentation

Click here to request video link

Market Conduct

Click here to download presentation

There is no video of this presentation

Control Room Issues

Click here to down load presentation

Click here to request video link

FCA's Future Strategy

Click here for a copy of the presentation

Click here to request video link

Humanising Compliance Programmes

There are no slides for this session

Click here to request the video link

Compliance Surveillance

Click here for copy of slides

Click here to request the video link

The Reform of UK Capital Markets

There are no slides for this session.

Click here to request link to the video

Future Proofing Compliance - Financial Crime Risk

There are no slides for this session

Click here to request a link to the video

Artificial Intelligence in Financial Services

Click here to download presentation

Speaking Up

Request Presentation here

Private Markets Compliance

Download presentation here

Just Whatsapp me!
Workplace Culture

Download presentation here

Request video link here

Dealing with Difficult Managers

Download presentation here

Click here to get link to video

Market Conduct

Click here for Notes to Market Conduct meeting

FCA New Approach to Enforcement CP24/2

Download presentation here

AI, Ethics and Banking

Click here to download presentation

Suitability and Appropriateness

Click here to download presentation

Investigations

Download presentation here

Edinburgh Reforms

Download presentation here

Financial Crime Update

Download presentation here

Monitoring

Download presentation here

Outsourcing

There is no presentation for this session