CHAIR

Wendy Langridge, Chief Regulatory Officer, BCS Global Markets and SHCOG Steering Committee Member

PRESENTERS
Rosemary Charles, CIB UK – Head of Compliance Training, BNP Paribas
Anne Breslin,  Head of Compliance EMEA and Asia, Jefferies International and SHCOG Steering Committee Member

OUTLINE

• Effective training: what should be done and why

• Roll out plans: budgets, resources, communication

• Pros and Cons of training types:  appropriate and effective formats

• Record Keeping: requirements, audit, attestations