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A Decade after the Crisis; where next for Compliance - A Panel Discussion

  • King Edward Hall - Bank of America Merrill Lynch 2 King Edward Street London, England, EC1A 1HQ United Kingdom (map)

CHAIR
Merope Sylvester
Head of Compliance Assurance, Barclays and SHCOG Committee Member

PRESENTERS
Simon Thorn, Chief Compliance Officer, Barclays Execution Services
 
Claire Edwards, Managing Director EMEA Head of Compliance Regulatory Management and Change, JP Morgan and SHCOG Secretary
 
Ryan Taylor, Global Head of Compliance, Brevan Howard and SHCOG Committee Member

The discussion will cover:

  • From one directive per year to complex legal and regulatory requirements with extra-territorial reach

  • From rules/principles based regulation to a spaghetti of rules, principles, guidance and best practice

  • From show me your controls to show me your data

  • Is Compliance a trusted advisor or an air traffic controller?

  • How has Compliance changed from 2008 to now and where do you see Compliance in the next five years?

Earlier Event: 22 November
AML, AI and Robotics
Later Event: 24 January
How to Negotiate the Conflict of Interest Maze