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Remote Trading Supervision: the importance of a strong oversight model

  • Auditorium - Bank of America Merrill Lynch 100 Newgate Street London, EC1A 1HQ United Kingdom (map)

CHAIR
Mark Goulden, Global Head of Markets Compliance, Deutsche Bank
and SHCOG Chairman

PRESENTERS
Julian Marsh, Partner, EY, 
 
The discussion will cover:

  • Importance of remote supervision and examples of past failures

  • Market drivers impacting remote supervision, regulatory expectations and the need for dialogue

  • Key elements of a supervisory framework

Earlier Event: 17 May
Enforcement Trends and Hot Spots
Later Event: 19 July
Capital Markets Update - UK IPO Reform